■責任 ・コンプライアンス・マネジメントと協力し、会社の活動が法律および規制要件に準拠していることを確認する。 ・ガイドラインのモニタリング、個人取引、贈答・接待のモニタリング、AML、マーケティング資料のレビューなど (ただしこれらに限定されない)、主要なコントロールの日常管理の監督を行う。 ・規制当局への届出および報告 ・社内方針および手続きの見直し ・コンプライアンス研修の実施 ・コンプライアンス関連業務のサポート ■求める経験 ・金融業界での4~8年のコンプライアンス経験 ・資産運用業務に関する知識が(尚可) ・適用される規制環境に関する知識が(尚可) ・投資コンプライアンス・モニタリングの経験(尚可) ・コンプライアンス分野でキャリアを積みたい意欲的な方を歓迎。 ■必要とするスキル ・複数のタスクを処理し、チームの一員としてプレッシャーの下で働く能力 ・優れた対人能力、組織力、コミュニケーション能力、問題解決能力、論理的思考能力 ・ビジネスレベルの英語スキル ・ビジネスアプリケーションに精通していること(ワード、エクセル、パワーポイント) ■応募資格 大卒以上 ■言語 日本語:ネイティブ 英語: ビジネスレベル ■ Responsibilities: Work with Compliance management to ensure that the company’s activities
Company Description IFS is a billion-dollar revenue company with 5000+ employees on all continents. We deliver award-winning enterprise software solutions through the use of embedded digital innovation and a single cloud-based platform to help businesses be
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About Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries,
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