Internal Job Title: Global Compliance, Regulatory Practice Group, Associate (Tokyo)
YOUR IMPACT
Are you passionate about building relationship with various regulators, driving the firm’s strategic risk awareness, and gaining exposure to global regulatory discussions and cross-divisional partnerships? We are looking for an experienced professional to join Regulatory Practice Group (“RPG”) who wants to use your analytical and judgment skills to respond to regulatory requests and communication skill to build relationship with the regulators.
OUR IMPACT
Our division interprets regulatory requirements to ensure the firm is in compliance and determines how to appropriately pursue global market opportunities. Our analysts monitor regulatory trends in every jurisdiction where the firm operates and we work with regulators to manage financial market risk. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
The RPG is responsible for interactions with the various regulators. RPG mainly focuses on 3 main themes: i) inspection ii) regulatory inquiries iii) regulatory relationships. In addition, RPG provides other departments with the advice on regulatory-related matters.
HOW YOU WILL FULFILL YOUR POTENTIAL
- Assist in inspection by coordinating with other departments
- Respond to regulatory inquiries/requests on day-to-day basis
- Provide advice on regulatory related matters (e.g. regulatory filing, incident reporting, licensing application etc.) to other departments
- Handles regulatory filing including incident reporting
- Assist in building and maintaining relationship with regulators
SKILLS & EXPERIENCE WE’RE LOOKING FOR
BASIC QUALIFICATIONS
- 3-5 years of experience in financial services industry
- Experience in regulatory filing is a plus
- Excellent interpersonal and written & verbal communication skills in both English and Japanese
- Ability to pay attention to details and thoroughness of execution
- Strong analytical and judgment skills
- Pro-active attitude to the job
PREFERRED QUALIFICATIONS
- Compliance/Legal/Internal Audit/Operations background is preferred
- Experience in relationship management or stakeholder management
ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html
© The Goldman Sachs Group, Inc., 2024. All rights reserved.
Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity
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