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Regulatory Officerの求人 - 44 Job Positions Available

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44 / 1 - 20 求人
Morgan Stanley 求人

Trade Surveillance Compliance Technical Officer Primary Responsibilities Leveraging relevant experience and in-depth knowledge (of e.g., various market manipulation scenarios, financial products, trading strategies, market participants, regulatory framework and ongoing developments) to enhance and further develop best in class

Morgan Stanley  29日前
State Street 求人

Why this role is important to us The team you will join is central to State Street’s global success. Institutional investors rely on us to manage risk, navigate complexity, and improve performance. In this role, you

State Street  27日前
ARC'TERYX 求人

Your Opportunity at ARC’TERYX As Security and data protection Officer for Arc’teryx Korea, you will be at the forefront of our digital transformation—empowered to build, lead, and innovate with direct support from the Arc’teryx Technology Global Team.

ARC'TERYX  25日前
Citi 求人

シティグループ証券では、「オペレーション部門」の若手メンバーを募集しています。 トランザクション・マネジメント・チームは、融資のクロージング、債権管理の調整、複雑な顧客オンボーディングの推進、データ管理、品質管理など、融資ライフサイクルにおける多岐にわたる業務を担当します。当チームは、担当事業部門のすべての融資取引において、クロージングから債権管理までのオペレーション全般を監督し、社内外の要件が確実に満たされるように責任を負います。 主な責務: シンジケートローンやバイラテラルローンを含む、融資の組成とライフサイクル管理をサポート 信用ドキュメンテーションのレビュー 担保、コベナンツ等、信用保全項目のレビュー 契約書と内部信用承認の整合性のレビュー ドキュメンテーション、信用承認データのシステム登録・検証および品質管理 信用枠設定チームおよびローンブッキングチームへの指示 Transaction Management will be responsible for supporting multiple aspects of the lending lifecycle including but not limited to loan closing and servicing coordination, facilitating complex client onboarding,

Citi  16日前
Barclays 求人

Job Description Purpose of the role To assess and approve/decline credit applications based on established credit policies, risk appetite, and regulatory requirement and analysing financial information, evaluating creditworthiness, and recommending credit terms and conditions to ensure responsible

Barclays  14日前
HK Express 求人

HK Express is Hong Kong’s first and only low-cost carrier, always offering great value, affordable fares on one of the youngest and most modern aircraft fleets in the world. Like you, and just like many people

HK Express  13日前
Deutsche Bank 求人

Job Description: Details of the Division and Team: Japan Fixed Income consist of includes a full suite of products and businesses including High Touch, DMA in Listed Derivatives and Flow Rates, Structured Products FX and Global

Deutsche Bank  9日前
Citi 求人

The Securities & Derivatives Intmd Analyst is an intermediate level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective

Citi  9日前
Citi 求人

Citis mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. The core activities are safeguarding assets, lending money, making payments, and accessing the

Citi  8日前
Deutsche Bank 求人

Job Description: Details of the Division and Team: Deutsche Bank Japan follows a group-integrated risk management approach within the independent Chief Risk Office function, which includes Credit Risk Management (CRM). The CRM team in Tokyo manages

Deutsche Bank  6日前
Citi 求人

The Securities & Derivatives Analyst 2 is an intermediate level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective

Citi  2日前
Allianz 求人

The Japan Chief Compliance Officer plays an integral role in the AP Compliance team to ensure AllianzGI’s operating entity in Japan comply with the relevant local regulations and global policies of AllianzGI. What you do Manage the

Allianz  1日前

Company Description PSI is a leading Contract Research Organization (CRO) with over 25 years of experience in the pharmaceutical industry. Originating from Switzerland, PSI is a privately owned, full-service CRO with a global reach, supporting clinical

PSI CRO  21日前
Morgan Stanley 求人

Company Profile Morgan Stanley is a leading global financial services firm. Everything we do is guided by our core values: doing the right thing, putting clients first, leading with exceptional ideas, committing to diversity and inclusion,

Morgan Stanley  28日前
Rakuten 求人

Job Description: Business Overview Rakuten Group provides more than 70 services in a wide range of fields, including e-commerce, travel, digital content, and other Internet services in Japan and overseas, as well as financial services such

Rakuten  27日前
Rakuten 求人

Job Description: Business Overview Ad & Media Company leads the Advertising Business, one of the core growth pillars of the Rakuten Group. By maximizing the power of the Rakuten Ecosystem and leveraging data and technology, we

Rakuten  27日前
CSC 求人

Corporate Secretarial Administrator Japan Monday – Friday, 09:00 – 18:00 Hybrid Intro: We are seeking a proactive and detail-oriented Corporate Secretarial Administrator to join our APAC Corporate Secretarial team in Tokyo. In this role, you will

CSC  22日前
Bank Of America 求人

Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible Growth and delivering for our

Bank Of America  21日前
HSBC Group 求人

General Role Purpose The Head of CIB Operations & Servicing role is a senior leadership role setting the agenda , establishing a framework and directing the activities of the Operations function in the country where they

HSBC Group  15日前
Clinigen 求人

Position summary Provide leadership and oversight as the Quality Assurance Responsible Person mandated by the Pharmaceuticals and Medical Devices Act, ensuring continued compliance with regulatory requirements and the maintenance of the companys pharmaceutical business license. Key accountabilities

Clinigen  15日前

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