Control Room and Disclosure of Interests, Associate

JPMorgan Chase & Co. (Tokyo, 日本) フォロー 6時間前

Full-time Barriers Pregnancy Diversity and Inclusion Japanese Investment Banking

The Control Room and Disclosure of Interests (DOI) team of the Compliance, Conduct and Operational Risk (CCOR) organization is seeking a highly motivated individual for a role in our Tokyo office. The Control Room/DOI Team reviews research reports, investment banking transactions and global positions of securities from a compliance and operational risk perspective.

As a Control Room and DOI Compliance Officer you help the firm operate its business in a responsible way by anticipating new and emerging risks and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.

Responsibilities:

Coordinate with global and regional Compliance teams on rules, regulations and strategic initiatives for the Control Room and Disclosure of Interests
Interact with the Banking, Sales and Trading and Asset Management teams to ensure the Firm’s Information Barriers are properly maintained
Monitor, aggregate and report the global positions in Japan and Asia Pacific securities in accordance with jurisdictional reporting requirements.
Review Research publications to ensure compliance with legal and regulatory obligations
Provide training to various stakeholders related to the Control Room and DOI including training and education of relevant policies and procedures

Required qualifications, capabilities, and skills

Compliance or controls related experience. Prior Control Room, DOI, Research Compliance or Investment Banking Compliance is a plus
Strong communication skills (written and verbal) and interpersonal skills with an ability to interact with all levels of management and staff
Excellent analytical and problem-solving skills
Motivated and proactive with the aptitude to initiate action and deliver results, adapt to change, make difficult decisions, and accept challenging assignments
Highly organized, detail-oriented, and energetic individual with the ability to manage complex tasks simultaneously in a deadline-intensive environment

Japanese and English language abilities is preferred.

J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world’s most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.

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